DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pacific Capital Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Esteban Toscano | Girard Securities, Inc. other | Pacific Capital Associates independent RIA | Other | Nov 1, 2017 | Mar 12, 2013 |
| Kevin Bruce Stone | Crawford Capital Management, Inc. unclassified | Pacific Capital Associates independent RIA | Other | May 3, 2012 | Mar 15, 2012 |
| John Matthew Simon | American Money Management, LLC other | Pacific Capital Associates independent RIA | Other | Oct 24, 2005 | Mar 15, 2012 (2334 d) |
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3 moves match.