DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Syntal Capital Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Paul William Harvey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC independent RIA	Wirehouse to independent RIA	Oct 23, 2018	Dec 12, 2018 (50 d)
Laura C. Blair	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC other	Other	Aug 29, 2017	Aug 25, 2017
John Benjamin Gordon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC other	Other	Aug 29, 2017	Aug 25, 2017
Crystal Lynn Rau	Lauterbach Financial Advisors, LLC other	Syntal Capital Partners, LLC other	Other	Feb 8, 2013	Aug 26, 2014 (564 d)
Cressinda Nash Hyatt	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	May 8, 2012	May 4, 2012
Chad Lafate Clary	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	May 8, 2012	May 4, 2012
Dane Edward Crunk	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	May 8, 2012	May 4, 2012
Barry Lloyd Brauchi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	May 8, 2012	May 4, 2012
Raquel L Padilla	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Syntal Capital Partners, LLC other	Other	May 8, 2012	Nov 10, 2015 (1281 d)

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9 moves match.