DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leo Fund Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Francis Dugan | Fcg Wealth Management, LLC other | Leo Fund Services, LLC other | Other | Dec 21, 2012 | Jan 3, 2013 |
| Michael Anthony Bohlinger | Fcg Wealth Management, LLC other | Leo Fund Services, LLC other | Other | Nov 21, 2012 | Dec 5, 2012 |
| Eric Scott Katz | Goldman Sachs Wealth Services, L.P. other | Leo Fund Services, LLC other | Other | Dec 12, 2005 | Jun 2, 2015 (3459 d) |
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3 moves match.