DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brightpath Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian L Johnson | Osaic Institutions, Inc. BD affiliated | Brightpath Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 30, 2022 | Jul 19, 2022 |
| Brian Wayne Debruin | Carroll Financial Associates Inc independent RIA | Brightpath Wealth Advisors LLC state registered | RIA to a state-registered adviser | Jan 7, 2020 | Feb 18, 2020 (42 d) |
| Allison J Brown | Alphastar Capital Management other | Brightpath Wealth Advisors LLC state registered | Other | Apr 30, 2012 | Feb 18, 2020 (2850 d) |
Page 1 of 1
3 moves match.