DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Clark Group Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Clark Group Asset Management independent RIA | Wirehouse to independent RIA | Aug 1, 2019 | Aug 7, 2019 |
| Raymond Musset Clark | Wells Fargo Advisors wirehouse | The Clark Group Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 31, 2012 | Oct 1, 2012 |
| Eric Todd Cedergreen | Wells Fargo Advisors wirehouse | The Clark Group Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 31, 2012 | Sep 28, 2012 |
| Randall Takeshi Takaki | Wells Fargo Advisors wirehouse | The Clark Group Asset Management other | Other | Oct 31, 2012 | Jan 17, 2013 (78 d) |
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4 moves match.