DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gfs Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Greg Alan Willsey | RBC Capital Markets, LLC national BD | Gfs Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2012 | Sep 14, 2012 |
| Sandra Lee Nesbit | RBC Capital Markets, LLC national BD | Gfs Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2012 | Sep 17, 2012 |
| Burton Snyder Wiand | RBC Capital Markets, LLC national BD | Gfs Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2012 | Oct 3, 2012 |
| Ashley Jonathon Vice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gfs Private Wealth other | Other | Dec 17, 2007 | Oct 9, 2013 (2123 d) |
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4 moves match.