RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••••• V•••
- S••••••• F•••••••• S•••••••• I••• independent RIA currentsince Oct 17, 2021 · Denver, Co
- S••• W••••• P•••••••• L•• independent RIAJun 26, 2018 to Oct 4, 2021 · Richmond, Va
- S••• R••••••••• S••••••••• L•• no RAUMJun 26, 2018 to Oct 4, 2021 · Richmond, Va
- M••••• G••••• A••••••• I••• independent RIAApr 9, 2018 to Jun 22, 2018 · Clearwater, Fl
- G•• P•••••• W••••• formerOct 9, 2013 to Jun 22, 2018 · Clearwater, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 19, 2005 to Dec 17, 2007 · Angola, In
- S••• W••••• P•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 4, 2021, registered Oct 17, 2021 (13 days) · RIA to RIA
- S••• R••••••••• S••••••••• L•• to S••• W••••• P•••••••• L••left Oct 4, 2021, registered Jun 26, 2018 (-1196 days) · Other
- M••••• G••••• A••••••• I••• to S••• R••••••••• S••••••••• L••left Jun 22, 2018, registered Jun 26, 2018 (4 days) · RIA to a newly registered adviser
- G•• P•••••• W••••• to M••••• G••••• A••••••• I•••left Jun 22, 2018, registered Apr 9, 2018 (-74 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•• P•••••• W•••••left Dec 17, 2007, registered Oct 9, 2013 (2123 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address