DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hub Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Ryan Tooker | Cwm, LLC BD affiliated | Hub Investment Advisors, Inc other | Other | Jul 24, 2024 | Sep 9, 2024 (47 d) |
| Gary Michael Smith | Grace And Porta Financial Services, LLC unclassified | Hub Investment Advisors, Inc mixed wealth | Other | Dec 23, 2022 | Dec 1, 2022 |
| Jessica Ann Odorisio | M Holdings Securities, Inc. other | Hub Investment Advisors, Inc other | Other | Sep 11, 2017 | Sep 8, 2017 |
| Joseph Ryan Hefflinger | M Holdings Securities, Inc. other | Hub Investment Advisors, Inc no RAUM | Other | Oct 2, 2012 | Aug 14, 2012 |
| Matthew James Hickey | M Holdings Securities, Inc. other | Hub Investment Advisors, Inc no RAUM | Other | Oct 2, 2012 | Jul 30, 2012 |
Page 1 of 1
5 moves match.