DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marrick Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Denise S Lee | Empirical Wealth Management independent RIA | Marrick Wealth independent RIA | RIA to RIA | Feb 28, 2018 | Jul 21, 2022 (1604 d) |
| Patrick Lawrence Chu | Mullintbg Advisors other | Marrick Wealth independent RIA | Other | Aug 15, 2012 | Mar 10, 2017 (1668 d) |
| Martin Patrick Mcnamara | Tarbox Family Office, Inc. other | Marrick Wealth independent RIA | Other | Oct 14, 2011 | Aug 13, 2012 (304 d) |
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3 moves match.