DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Integrated Financial Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roy Leonard MattoxUwharrie Investment Advisors, Inc. independent RIAIntegrated Financial Strategies, LLC independent RIARIA to RIAMay 5, 2020May 5, 2020
Debra Jeanne CarmodyCapital Investment Advisory Services, LLC BD affiliatedIntegrated Financial Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 8, 2019
Eric Rogers GaddyCapital Investment Advisory Services, LLC otherIntegrated Financial Strategies, LLC independent RIAOtherDec 31, 2017Jan 10, 2019 (375 d)
Kenneth Wayne MillerCapital Guardian Wealth Management, LLC otherIntegrated Financial Strategies, LLC otherOtherNov 19, 2015Nov 19, 2015
Philip Charles MillerCapital Guardian Wealth Management, LLC otherIntegrated Financial Strategies, LLC otherOtherNov 19, 2015Nov 19, 2015
Kelly Gene BurkeLPL Financial LLC otherIntegrated Financial Strategies, LLC otherOtherSep 27, 2012Sep 19, 2012
Steven Paul AbelsLPL Financial LLC otherIntegrated Financial Strategies, LLC otherOtherSep 7, 2012Sep 12, 2012
Page 1 of 1
7 moves match.