DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Murphy & Sylvest

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Andrew DomingoCadence Financial Advisors, LLC state registeredMurphy & Sylvest independent RIAOtherMar 5, 2026May 7, 2015
Paul Joseph NolteKingsview Wealth Management, LLC independent RIAMurphy & Sylvest independent RIARIA to RIAFeb 10, 2023Jan 18, 2023
Elizabeth Ashley SullivanAmeriprise Financial Services, LLC national BDMurphy & Sylvest independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2021Jan 28, 2022 (36 d)
Thomas Eugene MurphyMML Investors Services, LLC otherMurphy & Sylvest independent RIAOtherJan 18, 2013Jan 16, 2013
Susan Ann SylvestMML Investors Services, LLC otherMurphy & Sylvest independent RIAOtherJan 15, 2013Jan 3, 2013
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5 moves match.