DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Dougherty & Associates Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kerry Jeanne Schmitz | RBC Capital Markets, LLC national BD | Dougherty & Associates Financial Advisors, Inc. other | Other | Jan 8, 2013 | Dec 23, 2013 (349 d) |
| Lisa Ann Geyen | Independent Financial Group, LLC other | Dougherty & Associates Financial Advisors, Inc. other | Other | Dec 31, 2012 | Dec 23, 2013 (357 d) |
Page 1 of 1
2 moves match.