DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pwa Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Mcnesby | H. Beck, Inc. BD affiliated | Pwa Financial no RAUM | Other | Nov 19, 2019 | Jan 3, 2020 (45 d) |
| Michael David Carlucci | Corestates Capital Advisors, LLC other | Pwa Financial no RAUM | Other | Jan 15, 2013 | Jan 14, 2013 |
| Kenneth Charles Coniglio | Corestates Capital Advisors, LLC other | Pwa Financial no RAUM | Other | Jan 15, 2013 | Jan 14, 2013 |
Page 1 of 1
3 moves match.