DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Monvia Financial L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Conrad Zupo | Whitehall-Parker Securities, Inc. unclassified | Monvia Financial L.P. state registered | Other | Dec 31, 2022 | Apr 2, 2014 |
| Michael Bo Hansen | Whitehall-Parker Securities, Inc. unclassified | Monvia Financial L.P. state registered | Other | Jan 8, 2021 | Sep 22, 2025 (1718 d) |
| Harold Oscar Lowe | Whitehall-Parker Securities, Inc. unclassified | Monvia Financial L.P. state registered | Other | Jan 8, 2021 | Nov 6, 2025 (1763 d) |
| Pamela Ann Jacobs | Institute For Wealth Advisors, Inc. no RAUM | Monvia Financial L.P. state registered | Other | Jul 11, 2017 | Oct 21, 2025 (3024 d) |
| Gary Watts | J.P. Morgan Securities LLC wirehouse | Monvia Financial L.P. state registered | Wirehouse to a state-registered adviser | Jun 6, 2017 | Oct 18, 2017 (134 d) |
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5 moves match.