DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fernando Roberto Bloin | Ernst & Young Investment Advisers Llp no RAUM | Mariner Wealth Advisors other | Other | Jun 8, 2016 | Sep 20, 2016 (104 d) |
| Megan Mcconnell Brozowski | Regentatlantic other | Mariner Wealth Advisors other | Other | Oct 29, 2015 | Nov 4, 2015 |
| Abigail M Rosen | Brinton Eaton other | Mariner Wealth Advisors other | Other | Dec 31, 2012 | Dec 21, 2012 |
| Michael Steven Maglio | Brinton Eaton other | Mariner Wealth Advisors other | Other | Dec 21, 2012 | Dec 21, 2012 |
| David Michael Hill | Brinton Eaton other | Mariner Wealth Advisors other | Other | Dec 21, 2012 | Jun 28, 2013 (189 d) |
| Matthew Scott Diquollo | Brinton Eaton other | Mariner Wealth Advisors other | Other | Dec 21, 2012 | Dec 21, 2012 |
| Robert John Diquollo | Brinton Eaton other | Mariner Wealth Advisors other | Other | Dec 21, 2012 | Dec 21, 2012 |
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7 moves match.