DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Applied Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jesse Samuel Johnson | Equitable Advisors, LLC national BD | Applied Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Feb 18, 2026 (351 d) |
| Tyler Vaughn Baskin | Fidelity Personal And Workplace Advisors BD affiliated | Applied Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Feb 23, 2024 |
| Michael Joseph Shea | Envision Wealth Planning other | Applied Capital LLC independent RIA | Other | Apr 10, 2017 | Apr 10, 2017 |
| Timothy M. Cantrell | Northwestern Mutual Investment Services,LLC other | Applied Capital LLC independent RIA | Other | Apr 13, 2015 | Mar 23, 2015 |
| John H. Hudson | Northwestern Mutual Investment Services,LLC other | Applied Capital LLC independent RIA | Other | Mar 26, 2015 | Mar 23, 2015 |
| Bradley W. Raines | Brs Financial LLC independent RIA | Applied Capital LLC independent RIA | RIA to RIA | Dec 31, 2012 | Jan 4, 2013 |
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6 moves match.