DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mwm Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jay Gordon Conner | Capital Asset Management, LLC other | Mwm Advisory no RAUM | Other | Apr 8, 2019 | Dec 3, 2014 |
| John George Kallis | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Sep 8, 2016 | May 1, 2014 |
| Thomas Patrick Furlong | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Sep 7, 2016 | May 1, 2014 |
| Brian W Ramsey | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Feb 10, 2016 | May 7, 2014 |
| Nathaniel David Mcnulty | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Feb 3, 2016 | May 2, 2014 |
| Frank Phillip Hill | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Dec 3, 2015 | Apr 30, 2014 |
| Marcia Johnson Cammack | LPL Financial LLC other | Mwm Advisory no RAUM | Other | Dec 3, 2015 | May 2, 2014 |
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7 moves match.