DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ethos Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Xiuming Jin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ethos Private Wealth independent RIA | Wirehouse to independent RIA | Jun 24, 2024 | Nov 4, 2024 (133 d) |
| Clinton Travis Kilgore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ethos Private Wealth independent RIA | Wirehouse to independent RIA | Sep 3, 2021 | Nov 12, 2021 (70 d) |
| Matthew Anthony Lapides | Kestra Private Wealth Services, LLC other | Ethos Private Wealth other | Other | Jul 9, 2013 | Jul 17, 2015 (738 d) |
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3 moves match.