DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Ronald Pilat | LPL Financial LLC independent RIA | Peak Wealth Management, LLC independent RIA | RIA to RIA | Aug 21, 2018 | Aug 10, 2018 |
| Matthew Scott Saltzgaber | LPL Financial LLC other | Peak Wealth Management, LLC independent RIA | Other | Dec 17, 2015 | Sep 30, 2014 |
| Nicholas H Hopwood | Park Avenue Wealth Management, LLC unclassified | Peak Wealth Management, LLC independent RIA | Other | Feb 15, 2013 | Jul 31, 2013 (166 d) |
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3 moves match.