DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kmc Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Patrick Hesch | Cambridge Investment Research Advisors, Inc. other | Kmc Wealth Management, LLC state registered | Other | Sep 19, 2017 | Sep 18, 2017 |
| Peter Joseph Coulchinsky | Tlwm Financial other | Kmc Wealth Management, LLC state registered | Other | Feb 18, 2014 | Feb 24, 2014 |
| Craig Alan Nieschwietz | Ameriprise Financial Services, LLC national BD | Kmc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2013 | Jan 20, 2014 (74 d) |
| Kevin Michael Carrasco | 1st Global Advisors Inc other | Kmc Wealth Management, LLC state registered | Other | Jul 16, 2013 | Jun 4, 2013 |
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4 moves match.