DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Security Services Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Billy Wayne Clements | Dominion Portfolio Management, Inc. independent RIA | Financial Security Services Group, Inc. state registered | RIA to a state-registered adviser | Dec 31, 2023 | May 15, 2024 (136 d) |
| Jerome Van Leftwich | Gwn Securities Inc. BD affiliated | Financial Security Services Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2022 | Feb 10, 2023 (102 d) |
| Saragail Angela Calloway | Calloway Financial Inc. unclassified | Financial Security Services Group, Inc. state registered | Other | Dec 31, 2019 | Nov 25, 2019 |
| Saragail Angela Calloway | Emerson Equity LLC other | Financial Security Services Group, Inc. state registered | Other | Mar 6, 2014 | Sep 22, 2014 (200 d) |
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4 moves match.