DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sovereign Global Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clifton Marcellus Coger | Cetera Advisors LLC BD affiliated | Sovereign Global Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 12, 2020 | Dec 23, 2020 (72 d) |
| Michael Ciro Colletti | Ic Advisory Services, Inc. BD affiliated | Sovereign Global Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2020 | Mar 3, 2020 (32 d) |
| Joseph A Gileno | B. Riley Wealth Advisors, Inc. BD affiliated | Sovereign Global Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 17, 2019 | Apr 29, 2019 |
| Michael Robert Dandrea | B. Riley Wealth Advisors, Inc. other | Sovereign Global Advisors, LLC state registered | Other | Mar 23, 2016 | Sep 13, 2016 (174 d) |
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4 moves match.