DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at T2 Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory S. FarberCalamos Wealth Management LLC otherT2 Asset Management, LLC independent RIAOtherNov 16, 2017Nov 7, 2017
Vincent Rico CioneWintrust Investments otherT2 Asset Management, LLC independent RIAOtherJan 19, 2017Jan 6, 2017
William Blair HammondWoodbury Financial Services, Inc. otherT2 Asset Management, LLC independent RIAOtherApr 4, 2016Apr 6, 2016
Daniel Patrick KuczeroSpc otherT2 Asset Management, LLC independent RIAOtherMay 4, 2015May 5, 2015
Paul Edward NovakWaddell & Reed otherT2 Asset Management, LLC independent RIAOtherMar 19, 2015Mar 11, 2015
Joseph Shane ContornoHighpoint Advisor Group, LLC otherT2 Asset Management, LLC independent RIAOtherAug 6, 2014Jan 2, 2018 (1245 d)
Jonathan R HeltonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseT2 Asset Management, LLC independent RIAWirehouse to independent RIAOct 28, 2013Oct 25, 2013
Kenneth Steven TomkoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseT2 Asset Management, LLC independent RIAWirehouse to independent RIAJun 3, 2013May 31, 2013
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8 moves match.