DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hickory Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Charles Entringer | The Mutual Fund Store other | Hickory Asset Management, Inc. other | Other | Jan 26, 2015 | Feb 11, 2015 |
| Richard Ahrens | Cambridge Investment Research Advisors, Inc. other | Hickory Asset Management, Inc. other | Other | Mar 12, 2014 | Mar 24, 2014 |
| Ryan Robert Robaugh | L.M. Kohn & Company other | Hickory Asset Management, Inc. other | Other | Dec 31, 2013 | Jan 27, 2014 |
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3 moves match.