DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Redwood Investment Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Adam Miller | RBC Capital Markets, LLC national BD | Redwood Investment Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 26, 2025 |
| Patrick Michael Jeffs-Catone | LPL Financial LLC other | Redwood Investment Group, Inc independent RIA | Other | Dec 23, 2016 | Jun 21, 2013 |
Page 1 of 1
2 moves match.