DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avalon
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Bontempo Frawley | Fisher Investments independent RIA | Avalon state registered | RIA to a state-registered adviser | Jan 8, 2024 | Mar 28, 2024 (80 d) |
| Michael James Reilly | Unified Wealth Management, LLC other | Avalon state registered | Other | Dec 22, 2009 | Jan 4, 2016 (2204 d) |
| Tyler Thomas Bashaw | Gunnallen Financial, Inc unclassified | Avalon state registered | Other | Nov 10, 2008 | Feb 20, 2015 (2293 d) |
| Michael Eugene Schmidt | Coastal Asset Management unclassified | Avalon state registered | Other | Mar 4, 2008 | Mar 4, 2025 (6209 d) |
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4 moves match.