DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at De Groote Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce John Lacey | United Capital Financial Advisors BD affiliated | De Groote Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Oct 3, 2023 (256 d) |
| Andrew Paul Krout | Kelly Financial Services LLC independent RIA | De Groote Financial Group, LLC independent RIA | RIA to RIA | Jul 30, 2019 | Jul 24, 2019 |
| Douglas Clark De Groote | Girard Securities, Inc. other | De Groote Financial Group, LLC no RAUM | Other | Dec 31, 2016 | Sep 5, 2013 |
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3 moves match.