DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Planning Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Janet Rhodes Friedman | Cwm, LLC BD affiliated | Financial Planning Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 | May 20, 2022 |
| Margaret Ann Dolan | Rosenblum Silverman Sutton Sf Inc independent RIA | Financial Planning Solutions, LLC independent RIA | RIA to RIA | May 3, 2021 | Jun 21, 2022 (414 d) |
| Richard Howard Fingerman | Cambridge Investment Research Advisors, Inc. other | Financial Planning Solutions, LLC independent RIA | Other | Sep 16, 2013 | Sep 3, 2013 |
| Lyman Hood Jackson | Jackson Financial Advisors, Inc. unclassified | Financial Planning Solutions, LLC independent RIA | Other | Sep 3, 2013 | Sep 3, 2013 |
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4 moves match.