DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Armstrong Dixon
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tucker Dunn | Fourstar Wealth Advisors, LLC independent RIA | Armstrong Dixon independent RIA | RIA to RIA | Nov 25, 2024 | Nov 15, 2024 |
| Navarone Fernando Simpson | Osaic Fa, Inc. BD affiliated | Armstrong Dixon independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2018 | Apr 19, 2018 |
| Troy Adam Cook | Osaic Fa, Inc. other | Armstrong Dixon other | Other | Jun 7, 2017 | Jun 6, 2017 |
| Colin Britton Exelby | LPL Financial LLC other | Armstrong Dixon other | Other | Sep 8, 2016 | Mar 17, 2015 |
| Hugh Joseph Breslin | Triad Advisors, LLC other | Armstrong Dixon other | Other | Aug 2, 2016 | Aug 1, 2016 |
| Gregory Paul Armstrong | Planning Solutions Group, LLC other | Armstrong Dixon no RAUM | Other | Aug 26, 2013 | Aug 19, 2013 |
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6 moves match.