DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hansen & Associates Financial Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wallace Michael Darling | Royal Fund Management, LLC independent RIA | Hansen & Associates Financial Group Inc. independent RIA | RIA to RIA | Jun 13, 2024 | May 17, 2024 |
| Nickie Todd Dally | Cadger Tax And Financial Inc. state registered | Hansen & Associates Financial Group Inc. independent RIA | Other | Jan 6, 2022 | Mar 10, 2021 |
| David Christopher Yelle | Principal Securities, Inc. other | Hansen & Associates Financial Group Inc. independent RIA | Other | Mar 6, 2015 | Jan 1, 2025 (3589 d) |
| Louay Antoine Elhadj | UBS Financial Services Inc. wirehouse | Hansen & Associates Financial Group Inc. independent RIA | Wirehouse to independent RIA | Nov 25, 2014 | Sep 30, 2015 (309 d) |
| Mark Steven Hansen | Hansen & Frontiera Financial Group, Inc unclassified | Hansen & Associates Financial Group Inc. independent RIA | Other | Feb 25, 2014 | Sep 25, 2013 |
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5 moves match.