DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kuhn Wealth Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Levy | Concorde Asset Management, LLC BD affiliated | Kuhn Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | Aug 22, 2019 (114 d) |
| Nathaniel Michael Kuhn | Investacorp Advisory Services Inc other | Kuhn Wealth Management Inc. independent RIA | Other | Nov 4, 2013 | Nov 5, 2013 |
| Matthew Kuhn | Northwestern Mutual Investment Services,LLC other | Kuhn Wealth Management Inc. independent RIA | Other | Nov 8, 2011 | Nov 5, 2013 (728 d) |
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3 moves match.