DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mallard Financial Partners Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Thomas Heidig | Fiscalwise, Inc. state registered | Mallard Financial Partners Inc independent RIA | Other | Jun 29, 2023 | Mar 17, 2022 |
| Nicholas Joseph Gaetani | Capital One Advisors, LLC no RAUM | Mallard Financial Partners Inc independent RIA | Other | Jun 13, 2019 | Mar 13, 2020 (274 d) |
| Ryan Matthew Flurie | Wfg Advisors, LP other | Mallard Financial Partners Inc other | Other | Apr 21, 2015 | Aug 12, 2015 (113 d) |
| Paul S. Baumbach | Mallard Advisors, LLC other | Mallard Financial Partners Inc other | Other | Dec 31, 2013 | Jun 10, 2014 (161 d) |
| Susan Elizabeth Lehnerd | Mallard Advisors, LLC other | Mallard Financial Partners Inc other | Other | Dec 31, 2013 | Jun 11, 2014 (162 d) |
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5 moves match.