DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Secure Financial Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Edward Moore | Cetera Investment Advisers LLC BD affiliated | Secure Financial Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Dec 2, 2024 (32 d) |
| Jamin Colin Kirkwood | LPL Financial LLC other | Secure Financial Management independent RIA | Other | Mar 4, 2016 | Jan 1, 2014 |
| Jamin Colin Kirkwood | Rfg Advisory, LLC other | Secure Financial Management independent RIA | Other | Mar 3, 2016 | Feb 23, 2016 |
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3 moves match.