DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mosaic Pacific Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeanne Marie Stjohn | Advice And Planning Services BD affiliated | Mosaic Pacific Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Jun 19, 2019 (103 d) |
| Andrea E.L. Deutsch | Lee Financial Group Hawaii, Inc. other | Mosaic Pacific Investment Advisors independent RIA | Other | Feb 13, 2014 | Feb 21, 2014 |
| Brian Kiyoto Ishihara | Lee Financial Group Hawaii, Inc. other | Mosaic Pacific Investment Advisors independent RIA | Other | Dec 18, 2013 | Dec 23, 2013 |
| Cory Michael Nakamura | Lee Financial Group Hawaii, Inc. other | Mosaic Pacific Investment Advisors independent RIA | Other | Jun 5, 2013 | Dec 20, 2013 (198 d) |
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4 moves match.