DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alicia Rose Fryc | Symmetry Partners other | Mariner Wealth Advisors other | Other | Sep 12, 2017 | Dec 19, 2017 (98 d) |
| Richard Alan Rosenberg | Rr Advisory Group, LLC other | Mariner Wealth Advisors other | Other | Mar 18, 2014 | Mar 28, 2014 |
| Andrew Wesley Cohen | Morgan Stanley wirehouse | Mariner Wealth Advisors other | Other | Oct 5, 2011 | Nov 14, 2014 (1136 d) |
| Jason Monteleone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner Wealth Advisors other | Other | Dec 23, 2009 | Jan 28, 2014 (1497 d) |
| Rosario Joseph Ruffino | Citizens Private Wealth other | Mariner Wealth Advisors other | Other | Oct 24, 2005 | Jan 28, 2014 (3018 d) |
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5 moves match.