DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Theus Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Roy Fisher | Signature Investments, Inc. other | Theus Wealth Advisors state registered | Other | Oct 1, 2015 | Sep 21, 2015 |
| Eric Franklin Harris | Signature Investments, Inc. other | Theus Wealth Advisors state registered | Other | Aug 19, 2015 | Jul 21, 2015 |
| J'Neanne Mary Theus | Signature Investments, Inc. other | Theus Wealth Advisors state registered | Other | Mar 14, 2014 | Sep 17, 2015 (552 d) |
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3 moves match.