DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abg Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Isis Lashae Waites | Polaris Wealth Management, LLC state registered | Abg Financial Services, Inc. state registered | Other | Jan 4, 2023 | Jan 24, 2023 |
| Leon Livingstone Morris | Iams Wealth Management, LLC independent RIA | Abg Financial Services, Inc. state registered | RIA to a state-registered adviser | Oct 25, 2021 | Apr 1, 2025 (1254 d) |
| William Thomas Parker | Fsc Securities Corporation other | Abg Financial Services, Inc. state registered | Other | Feb 27, 2014 | Jan 23, 2014 |
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3 moves match.