DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rice Financial Consulting, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Walter Tompkins | Craig Tompkins Ria unclassified | Rice Financial Consulting, Inc. independent RIA | Other | Apr 17, 2019 | Apr 17, 2019 |
| Dorothy Janet Hundrieser | Park Avenue Securities LLC other | Rice Financial Consulting, Inc. other | Other | Oct 17, 2014 | Aug 20, 2014 |
| Stephen Manfred Rice | Integrated Financial & Insurance Services unclassified | Rice Financial Consulting, Inc. other | Other | Dec 13, 2004 | Aug 20, 2014 (3537 d) |
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3 moves match.