DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Klk Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leon Chang Soo Kim | Stonemark Wealth Management independent RIA | Klk Capital Management LLC independent RIA | RIA to RIA | May 29, 2019 | May 29, 2019 |
| Hyung Jin Kim | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Klk Capital Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 25, 2014 | Apr 25, 2014 |
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2 moves match.