DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Shelter Wealth Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Walker GilbertMML Investors Services, LLC BD affiliatedShelter Wealth Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2026Apr 1, 2026
Christopher John MeehanCambridge Investment Research Advisors, Inc. BD affiliatedShelter Wealth Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2025Dec 4, 2025
Paul SalehCambridge Investment Research Advisors, Inc. BD affiliatedShelter Wealth Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2025Dec 4, 2025
Traci Lynn KaasDevon Investment Advisory no RAUMShelter Wealth Strategies, LLC independent RIAOtherNov 2, 2025Oct 15, 2025
Therese-Marie CasementDevon Investment Advisory no RAUMShelter Wealth Strategies, LLC independent RIAOtherOct 3, 2025Jun 20, 2025
Sidney Lorrainne OverbyDevon Investment Advisory no RAUMShelter Wealth Strategies, LLC independent RIAOtherOct 3, 2025Sep 30, 2025
Andrew Charles WilsonJanus Henderson Investors otherShelter Wealth Strategies, LLC independent RIAOtherMay 31, 2017Oct 31, 2025 (3075 d)
Traci Lynn KaasProbitas Financial state registeredShelter Wealth Strategies, LLC independent RIAOtherMay 12, 2017Nov 30, 2015
Hanson Douglas StreetCambridge Investment Research Advisors, Inc. otherShelter Wealth Strategies, LLC independent RIAOtherJan 16, 2017Jan 11, 2017
Roland GonzalezMorgan Stanley wirehouseShelter Wealth Strategies, LLC independent RIAWirehouse to independent RIAJan 20, 2016Feb 23, 2016 (34 d)
Scott Hamilton FreemanMML Investors Services, LLC otherShelter Wealth Strategies, LLC independent RIAOtherJun 23, 2015Feb 18, 2015
Hanson Douglas StreetRaymond James & Associates, Inc. national BDShelter Wealth Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2013Jan 23, 2015 (542 d)
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12 moves match.