DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Navigate Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Michael Smith | Charles Schwab & Co., Inc. national BD | Navigate Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | May 4, 2018 |
| Murray Jay Peters | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC other | Other | Oct 28, 2015 | Oct 16, 2017 (719 d) |
| Trevor Christian Stauffer | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2014 | May 8, 2014 |
| Jerry Lynn Ford | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 6, 2014 | May 7, 2014 |
| David Scott Bunnell | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 6, 2014 | May 7, 2014 |
| David King Eaton | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 6, 2014 | May 7, 2014 |
| Michael Brandon Riley | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 6, 2014 | May 7, 2014 |
| Mark Harold Burgon | Ameriprise Financial Services, LLC national BD | Navigate Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 6, 2014 | May 7, 2014 |
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8 moves match.