DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Encompass Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Gibson Presjak | Morgan Stanley wirehouse | Encompass Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 23, 2014 | Jul 17, 2014 |
| Mary Elizabeth Minshall | Morgan Stanley wirehouse | Encompass Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 23, 2014 | Nov 25, 2019 (1951 d) |
| Colin Harrington Williams | Morgan Stanley wirehouse | Encompass Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 23, 2014 | Jul 17, 2014 |
Page 1 of 1
3 moves match.