DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dutch Asset Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary William BarkmanCetera Investment Advisers LLC BD affiliatedDutch Asset Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2025Dec 11, 2025
Tyler William RappBroadway Advisor Group independent RIADutch Asset Corporation independent RIARIA to RIAJul 1, 2025Jun 6, 2025
Thomas J. GeraghtyStonegate Wealth Management, LLC independent RIADutch Asset Corporation independent RIARIA to RIAOct 31, 2022Oct 31, 2022
Richard L OxfordSowell Management otherDutch Asset Corporation independent RIAOtherDec 18, 2015Feb 26, 2016 (70 d)
Cullen BreenLPL Financial LLC otherDutch Asset Corporation independent RIAOtherJun 12, 2014Apr 17, 2018 (1405 d)
Phillip Kay LymanShay Ridge Capital unclassifiedDutch Asset Corporation independent RIAOtherDec 31, 2008Feb 17, 2026 (6257 d)
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6 moves match.