DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Omnia Family Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra Joy Quitko | J.P. Morgan Securities LLC wirehouse | Omnia Family Wealth, LLC independent RIA | Wirehouse to independent RIA | Sep 21, 2018 | Oct 9, 2019 (383 d) |
| Alon Ozer | Five Oaks Advisory LLC unclassified | Omnia Family Wealth, LLC independent RIA | Other | Aug 22, 2018 | Sep 25, 2018 (34 d) |
| Ivan Orlando Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Omnia Family Wealth, LLC independent RIA | Wirehouse to independent RIA | Sep 8, 2015 | Jan 2, 2025 (3404 d) |
| Michael Scott Wagner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Omnia Family Wealth, LLC no RAUM | Other | Sep 8, 2015 | Sep 9, 2015 |
| Steven Alan Wagner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Omnia Family Wealth, LLC no RAUM | Other | Sep 8, 2015 | Sep 9, 2015 |
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5 moves match.