DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cardan Capital Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey L Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cardan Capital Partners, LLC independent RIA | Wirehouse to independent RIA | May 12, 2019 | May 14, 2019 |
| Kristen Marie Stockland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cardan Capital Partners, LLC independent RIA | Wirehouse to independent RIA | Nov 13, 2015 | Dec 9, 2019 (1487 d) |
| Matthew A Papazian | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cardan Capital Partners, LLC no RAUM | Other | Nov 10, 2015 | Nov 6, 2015 |
| Martha Jeanne Awad | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cardan Capital Partners, LLC no RAUM | Other | Nov 10, 2015 | Nov 6, 2015 |
| Sarah Keys | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cardan Capital Partners, LLC no RAUM | Other | Nov 10, 2015 | Nov 6, 2015 |
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5 moves match.