DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Star Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Lee PetrieIndependent Solutions Wealth Management, LLC independent RIAStar Capital Inc. independent RIARIA to RIAJul 22, 2020Oct 6, 2015
Wade Michael JohnsonRda Financial Network independent RIAStar Capital Inc. independent RIARIA to RIAAug 29, 2019Mar 13, 2020 (197 d)
Adam BeachThrivent Investment Management Inc. BD affiliatedStar Capital Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2018Nov 9, 2018
Nathan Andrew LovikRda Financial Network otherStar Capital Inc. independent RIAOtherOct 3, 2017Nov 17, 2017 (45 d)
Gregory Brian NelsonNext Financial Group, Inc. otherStar Capital Inc. independent RIAOtherOct 8, 2015Jul 1, 2014
Adam Lee RaineyNext Financial Group, Inc. otherStar Capital Inc. independent RIAOtherOct 8, 2015Oct 11, 2016 (369 d)
Timothy R MerrillNext Financial Group, Inc. otherStar Capital Inc. independent RIAOtherSep 2, 2015Feb 17, 2022 (2360 d)
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7 moves match.