DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rathbone Warwick Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Christopher Warwick | Wells Fargo Advisors wirehouse | Rathbone Warwick Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2014 | Jul 1, 2014 |
| Benjamin Carl Warren | Wells Fargo Advisors wirehouse | Rathbone Warwick Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2014 | Jul 1, 2014 |
| Cody Bill Barney | Wells Fargo Advisors wirehouse | Rathbone Warwick Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2014 | Jul 1, 2014 |
| Melissa Ann Jenkins | Wells Fargo Advisors wirehouse | Rathbone Warwick Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2014 | Jul 1, 2014 |
| Brooke Ann Ramstad | Wells Fargo Advisors wirehouse | Rathbone Warwick Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2014 | Jul 1, 2014 |
Page 1 of 1
5 moves match.