DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Opus Private Wealth Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darin Britton Guthrie | UBS Financial Services Inc. wirehouse | Opus Private Wealth Group, LLC other | Other | Jul 6, 2023 | Feb 13, 2025 (588 d) |
| Matthew James Martinez | Ameriprise Financial Services, LLC national BD | Opus Private Wealth Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2014 | Jul 1, 2014 |
| Bradley Damon Chapman | Ameriprise Financial Services, LLC national BD | Opus Private Wealth Group, LLC other | Other | Jul 3, 2014 | Dec 2, 2014 (152 d) |
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3 moves match.