DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Of Kentucky, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kip Duane Hutto | Principal Securities, Inc. BD affiliated | Wealth Management Of Kentucky, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2023 | Feb 2, 2023 |
| Trenton Dane Randall | Cambridge Investment Research Advisors, Inc. other | Wealth Management Of Kentucky, Inc. state registered | Other | Oct 1, 2014 | Nov 14, 2014 (44 d) |
| Bruce Wayne Hanks | Cambridge Investment Research Advisors, Inc. other | Wealth Management Of Kentucky, Inc. state registered | Other | Sep 19, 2013 | Oct 1, 2021 (2934 d) |
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3 moves match.