DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tandem Investment Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caleb Wayne Lennon | Nationwide Investment Advisors, LLC BD affiliated | Tandem Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 7, 2022 |
| John Joseph Corcoran | Tandem Wealth Advisors independent RIA | Tandem Investment Partners, LLC independent RIA | RIA to RIA | Sep 30, 2014 | Aug 13, 2014 |
| Barbara Jean Tweedy | Tandem Wealth Advisors independent RIA | Tandem Investment Partners, LLC independent RIA | RIA to RIA | Sep 30, 2014 | Sep 12, 2014 |
| Thomas Jude D'Auria | Tandem Wealth Advisors independent RIA | Tandem Investment Partners, LLC independent RIA | RIA to RIA | Sep 30, 2014 | Jul 25, 2014 |
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4 moves match.